繁體中文
工作範圍
確保公司運作符合法例同監管指引：更新政策、做合規檢查同培訓、處理可疑交易報告同應對監管機構查詢。
金融、保險及地產 / Finance, insurance & real estate
合規主任
Compliance officer
清單條目 · 未逐項核對入行關卡：僱主自訂
確保公司運作符合法例同監管指引。
金融、保險及地產呢個行業係點運作
銀行、保險、地產代理。三者都係「持牌行業」：銀行從業員受金管局及其機構監管，保險代理同經紀要向保險業監管局領牌，地產代理要持地產代理監管局牌照。入行前要考的考試同持續進修（CPD）時數，都可以在監管機構網站查到。
Banking, insurance and estate agency. All three are licensed trades: bank staff work under HKMA-supervised institutions, insurance agents and brokers must be licensed by the Insurance Authority, and estate agents must hold an Estate Agents Authority licence. The examinations you sit and the CPD hours you must keep up are published by those regulators.
呢一頁係「清單條目」
本站只列出呢個職業嘅工作範圍同「入行關卡係邊一類」（僱主自訂），未逐項核對官方入職條件，所以唔會寫薪酬、學歷或年資要求。要確認實際要求，請向僱主、相關專業團體或政府部門查詢；亦可到教育局生涯規劃資訊網站睇相關行業資料。
This is a listed entry: it records what the work covers and which type of entry gate applies, but the official entry conditions have not been checked item by item, so no pay, academic or experience requirements are stated. Confirm the actual requirements with the employer, the relevant professional body or the government department.
工作性質 / Nature of the work
法規、執法與合規 · 數據與分析 · 專業判斷與責任 · Regulation and compliance · Data and analysis · Professional judgement
呢份工嘅主要性質係：法規、執法與合規 · 數據與分析 · 專業判斷與責任。以下逐項講清楚實際係點做。
- 法規、執法與合規Regulation and compliance
工作圍繞法例、牌照、標準或合規要求：查核、檢驗、發牌、執法或確保機構符合規定。
The work revolves around law, licences, standards or compliance — checking, inspecting, licensing, enforcing or keeping an organisation within the rules.
- 數據與分析Data and analysis
主要處理數字、紀錄、圖則或文件，要求準確、有系統，並識得用軟件工具分析同核對。
Mostly numbers, records, drawings or documents, requiring accuracy, method and fluency with software tools for analysis and checking.
- 專業判斷與責任Professional judgement
要按專業知識做判斷同決定，並為結果負責；通常有法定註冊、專業學會或僱主訂明嘅資格要求。
You apply specialist knowledge to make judgements and answer for the outcome, usually behind a statutory registration, professional body or employer-defined qualification.
工作性質係本站按工作方式歸納，唔係官方職業分類（政府統計處另有《標準職業分類》）；只講對人、對機器、 戶外、輪班、自由身等形式，唔代表薪酬、學歷或年資要求。
English
What the job covers
Keeps the firm within the law and regulatory guidance: updating policies, running compliance checks and training, handling suspicious transaction reports and answering regulator enquiries.
入行關卡 / Entry gate
- 香港未有統一法定入職要求：門檻由僱主自訂，通常睇學歷、認可證書、作品或實習經驗。
- There is no unified statutory entry requirement: the employer sets the bar, usually looking at academic qualifications, recognised certificates, portfolio or internship experience.
升遷 / Progression
視乎僱主，沒有單一官方階梯。
- 視乎僱主／機構，無官方階梯Employer-defined; no official ladder
薪酬政策：只有官方薪級表、條例或監管機構公布的數字才會在本站寫出；私人機構薪酬因僱主而異，本站不估算。
同一行業嘅其他職業
金融、保險及地產 · 4 of 20
核對時點 2026-09-14。招聘條件以當時廣告為準。
來源 / Sources
呢一頁係清單條目，未引用官方文件，所以冇來源可列。行業層面嘅法定註冊同規管資訊見「金融、保險及地產」行業說明。
This listed entry cites no official document, so there are no sources to show. Statutory registration and regulatory context for the sector is set out in the sector note on the careers index.